Broker Check
Kelly Smith

Kelly Smith

Director of Compliance

Kelly is currently the Director of Compliance at Cedar Brook Group. She is responsible for the daily management and oversight of compliance tasks within Cedar Brook Group’s independent RIA.  In addition, she also assists with analyzing client data and working with the firm’s partners and associates, creating a unique client experience through comprehensive financial planning.

Prior to starting at Cedar Brook in March 2013, she worked in various roles for notable local firms where she was responsible for providing planning, income tax and operations support for high net worth individuals, business owners and physicians.

Kelly earned the CERTIFIED FINANCIAL PLANNER™ certification in 1999 and currently holds FINRA Securities licenses 6, 7 and 63, in addition to being Ohio life and variable annuity licensed.

Kelly is an avid Cleveland sports fan; her favorite sports memory is attending the 2016 Cavs championship parade with 1.3 million friends.  She also likes to volunteer for local organizations and loves spending time with her family, especially her grandchildren.  Kelly resides in Chagrin Falls, OH with her husband James and two dogs, Barkley and Dunkin.